Compliance & AML Executive - Malta

Are you ready to advance your career in financial services compliance and gain broad exposure to investment regulation and AML?

Our client, a leading investment and stockbroking firm, is currently seeking a Compliance & AML Executive to support their Compliance Function and contribute to the effective implementation of their regulatory, governance and AML framework.

What is expected of you?

• Support the implementation and ongoing development of the company’s compliance framework, governance arrangements and internal controls.

• Monitor regulatory requirements arising from MiFID II, MiFIR, MAR, IFR, SFDR, AML regulations and other applicable regulatory frameworks.
• Conduct compliance monitoring reviews, thematic assessments and regulatory assurance activities.
• Assist with transaction reviews and surveillance activities in line with regulatory and internal requirements.
• Support Customer Due Diligence, sanctions screening and client onboarding procedures.
• Conduct periodic reviews of client records, ongoing transaction monitoring and updates to client risk assessments.
• Assist the Head of Compliance and MLRO with day-to-day compliance and AML responsibilities.
• Prepare compliance reports, regulatory updates, management information and Board papers for Senior Management and relevant Committees.

What are you expected to bring?

• Previous experience and/or relevant qualifications within Compliance, AML or a related regulatory field.
• Good understanding of MFSA requirements, EU financial services regulation and/or AML obligations.
• Exposure to a regulated financial services environment would be highly advantageous.
• Experience with CDD, KYC, sanctions screening, periodic reviews or ongoing monitoring.
• A proactive and highly organised approach with the ability to manage multiple responsibilities and deadlines.
• The ability to work independently while collaborating effectively within a wider team.
• Strong attention to detail, professional integrity and a responsible approach to confidential information.
• Good IT literacy, including a working knowledge of Microsoft Excel and compliance-related systems.
• Strong written and verbal communication skills.

What’s in it for you?

• Paid membership to a car park located just a few metres from the office.
• The opportunity to work within a highly professional and experienced team.
• Broad exposure to Compliance, AML and investment services regulation.
• Strong learning and professional development opportunities.
• Opportunities for medium- to long-term career progression.
• Sponsorship for further studies and professional development.

If you’re ready to broaden your Compliance and AML expertise within a regulated investment services environment, this could be the perfect next step in your career. Apply today and seize this exciting opportunity!